Course Details

This course was designed to meet qualifications for Continuing Education across provincial jurisdictions (except Quebec) and the Financial Planning Standard Council’s Professional Responsibility requirement. There will be a short online quiz following the course.

Ethics Case Studies Volume I is an online course featuring one hour of recorded instruction. To complete the course students must watch the videos and score at least 60% on the online multiple choice quiz. You will receive access to the course within one business day of your registration.

In this course, you will cover:

  • A case study dealing with an inadvertent disclosure of client information. 
  • A case study dealing with an inappropriate use of a Power of Attorney. 

For both cases, discussion will cover: 

  • The advisor's role and responsibilities.
  • Possible handling of ethical and regulatory dilemmas. 
  • Steps to prevent problems before they arise.
Life 1.0 Credit BC, AB (44096), SK
A&S 1.0 Credit BC, AB (44096), SK
Life and/or A&S 1.0 Credit MB (27444)
General 1.0 Credit BC, AB (44096), MB (27444)
CE 1.0 Credit ON
FPSC 1.0 Credit Professional Responsibility (3238)
Advocis 1.0 Credit Professional Responsibility (IAS16158401)

Flat Fee Option
From $25.00

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