Course Details

This course was designed to meet qualifications for Continuing Education across provincial jurisdictions (except Quebec) and the Financial Planning Standard Council’s Professional Responsibility requirement. There will be a short online quiz following the course.

Ethics Case Studies Volume I is an online course featuring one hour of recorded instruction. To complete the course students must watch the videos and score at least 60% on the online multiple choice quiz. You will receive access to the course within one business day of your registration.

In this course, you will cover:

  • A case study dealing with an inadvertent disclosure of client information. 
  • A case study dealing with an inappropriate use of a Power of Attorney. 

For both cases, discussion will cover: 

  • The advisor's role and responsibilities.
  • Possible handling of ethical and regulatory dilemmas. 
  • Steps to prevent problems before they arise.
Life 1.0 Credit BC, AB (44096), SK
A&S 1.0 Credit BC, AB (44096), SK
Life and/or A&S 1.0 Credit MB (27444)
General 1.0 Credit BC, AB (44096), MB (27444)
CE 1.0 Credit ON
FPSC 1.0 Credit Professional Responsibility (3238)
Advocis 1.0 Credit Professional Responsibility (IAS16158401)
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