Ethics, CE, Continuing Education, and Finance & Insurance

Ethics Case Studies Volume I

Course by: Business Career College

SKU: CE-4232-25

Description

This course is approved for Ethics and Professional Responsibility credits for several different jurisdictions and licenses. 

In this course, you will cover:

  • A case study dealing with an inadvertent disclosure of client information
  • A case study dealing with an inappropriate use of a Power of Attorney.

For both cases, discussion will cover:

  • The advisor's role and responsibilities.
  • Possible handling of ethical and regulatory dilemmas.
  • Steps to prevent problems before they arise.

Course Outline

“Ethics Case Studies, Volume I” is suitable for the following CE Credits:

British Columbia – 1 Life, 1 A&S, 1 General

Alberta – 1 Life, 1 A&S, 0 General (AIC#55953)

Saskatchewan – 1 Life, 1 Ethics

Manitoba – 1 Life and/or A&S, 1 General (ICM#27444)

Ontario – 1 CE

FP Canada – 1 Professional Responsibility (5837)

Course Details
Length:
1 hour
Language:
English
Certification:
Yes
Mobile Friendly:
Yes
Digital Badge:
Yes